Description
This book is the most updated & amended compendium of the annotated text of the Acts/Rules/Regulations/Circulars/Master Circulars, etc., on SEBI & Securities Laws in India. The recent changes (from Nov. 2022 – June 2023) in SEBI & Securities Law include:
[Amendments in Act/Rules/Regulations]
SEBI (Alternative Investment Funds) Regulation, 2012
SEBI (Buy-Back of Securities) Regulation, 2018
SEBI (Depositories and Participants) Regulations, 2018
SEBI (Employees’ Service) Regulations, 2001
SEBI (Foreign Portfolio Investors) Regulations, 2019
SEBI (Infrastructure Investment Trusts) Regulations, 2014
SEBI (Investor Protection and Education Fund) Regulation, 2009
SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015
SEBI (Ombudsman) (Repeal) Regulation, 2023
SEBI (Procedure for Board Meetings) Regulations, 2001
SEBI (Real Estate Investment Trusts) Regulation, 2014
SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
SEBI (Settlement Proceedings) Regulations, 2018
SEBI (Stock Brokers) Regulations, 1992
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
SEBI Contracts (Regulation) Rules, 1957
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018
Securities Contracts (Regulation) Act, 1956
Securities Transaction Tax Rules, 2004
Tribunal (Conditions of Service) Rules, 2021
[Updated/New Master Circulars]
Master Circular for Custodians
Master Circular for Electronic Gold Receipts (EGRs)
Master Circular for Foreign Venture Capital Investors (FVCIs)
Master Circular for Investment Advisers
Master Circular for Issue and Listing of Non-Convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper [Updated as of 7-7-2023]
Master Circular for Issue of Capital and Disclosure Requirements
Master Circular for Mutual Funds
Master Circular for Portfolio Managers
Master Circular for Registrars to an Issue and Share Transfer Agents
Master Circular for Research Analysts
Master Circular for SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Regulations)
Master Circular for Stock Brokers
Master Circular on:
Scheme of Arrangement by Listed Entities
Relaxation under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
Master Circular on AML/CFT
Master Circular on Surveillance of Securities Market
The coverage of this book includes:
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (as amended up to date) with Master Circular for Issue of Capital and Disclosure Requirements
SEBI Act, 1992 (as amended up to date) with SEBI Notifications
Securities Contracts (Regulations) Act, 1956 (as amended up to date) with Securities Contracts (Regulation) Rules, 1957, 3+ Rules/Regulations & Clarifications
70+ SEBI Rules/Regulations, 630+ Circulars/Notifications/Press Notes from 1992 onwards till 2023, 25+ Master Circulars from 2010 onwards till 2023, and 3+ Operational Circulars from 2020 onwards till 2023.
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) with Clarifications & Listing Agreements for Indian Depository Receipts and Master Circular for Issue of Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
What sets this book apart is the Circulars amending/Clarifying the primary Circular are given together to give a complete picture.
The Present Publication is the 41st Edition & amended up to 15th June 2023. This book is edited by Taxmann’s Editorial Board. The contents of the book are as follows:
SEBI Act, 1992
Securities Contracts (Regulations) Act, 1956 with Rules & Regulations
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
SEBI Rules, Regulations and Guidelines
Accredited Investors
Alternative Investment Funds
Bankers to an Issue
Buy-Back of Securities
Bilateral Netting of Qualified Financial Contract
Buy-back of Securities
Certification of Associated Persons in Securities Market
Collective Investment Scheme
Credit Rating Agency
Commodity Derivatives
Custodian
Debenture Trustees
Debt Securities – Issue and Listing of
Delisting of Securities
Depositories
Depository Receipts Scheme, 2014
Derivatives
Development Financial Institutions
Disclosure Standards for Corporates
Employee Benefits Share Based and Sweat Equity
EURO Issue and Other Guidelines
Foreign Portfolio Investors/Foreign Venture Capital Investors
Informal Guidance
Infrastructure Investment Trusts
Insider Trading, Prohibition of
Intermediaries
International Financial Services Centers
Investment Advisers
Investor Protection
Interest Liability Regularisation
Know your Client Registration Agency & Know your Client
Lead Managers
Market Makers
Merchant Bankers
Money Laundering
Mutual Funds
Non-Convertible Redeemable Preference Shares, Issue and Listing of
Offer Documents
Ombudsman
Portfolio Manager
Real Estate Investment Trusts
Refund to Investors
Registrar to an Issue/Share Transfer Agents
Regulated Entities
Research Analyst/Proxy Advisors
Sandbox
SEBI Nominee Directors
Securities Appellate Tribunal
Securities Lending & Borrowing
Securities Transaction Tax
Securitised Debt Instruments/Security Receipt, Issue and Listing of
Self Regulatory Organisation
Settlement of Administrative and Civil Proceedings
Stock Broker and Stock Exchanges
Takeover Regulations
Underwriters
Unfair Trade Practices
Vanishing Companies
Vault Manager
Other Rules & Regulations
Application Supported by Blocked Amount Process (ASBA)
Listing Obligations and Disclosure Requirements
